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Regulators around the world are seeking to strengthen governance frameworks to deter and prevent the perpetuation of employee misconduct and to stem the “rolling of bad apples.”

In this webinar recording, Eunice Tan and Grace Fung from our financial services regulatory team, and Zhao Yang Ng and Sonia Wong from our employment and compensation team discuss and analyze regulatory developments proposed by the Monetary Authority of Singapore and the Hong Kong Monetary Authority in meeting these objectives.

They provide an overview of the existing regimes in both Hong Kong and Singapore and what changes the new regime will bring, delve into misconduct reporting across both jurisdictions, and end the session by providing useful practical steps to consider going forward.

Author

Grace Fung is a partner in Baker McKenzie’s Financial Services group.

Author

Eunice is a principal in the Financial Services Regulatory practice group of Baker McKenzie's Singapore office. She specialises in regulatory, legal and compliance matters in the financial services and fintech sectors. Eunice is recognised in Legal 500 Asia Pacific as the Next Generation Partner for Financial Services Regulatory, where she was "singled out for being smart and having the ability to navigate the Singapore regulatory landscape" and "is responsive, pleasant and willing to explore different parameters" and "is outstanding in that she always carefully and clearly explains the situation and background of the issue so that we can fully understand it, she always has a quick response and she has a deep understanding of the financial industry and our company." Eunice is a frequent speaker at legal and financial industry seminars and forums. She also regularly assists clients in coordinating industry responses and participate in consultation with the Monetary Authority of Singapore on policy and legislative changes.

Author

Ms. Wong is a Special Counsel in the Employment team in Baker McKenzie Hong Kong. She is known for her knowledge of employment and labour related laws. She has advised numerous clients across multiple industries such as consumer goods & retail, information technology, pharmaceutical, insurance, and banking and finance, on various employment issues.

Author

Ng Zhao Yang is a local principal in the Employment Practice Group of Baker McKenzie Wong & Leow in Singapore. He has over 7 years of experience advising regional and multinational clients on employment law and immigration matters in Singapore. He has been recognised by Chambers & Partners as the only Associate to Watch for the Singapore Employment section since 2017. Clients who spoke to Chambers described him as an "extremely effective individual" who is "very responsive, pragmatic and able to communicate in a very simple and effective style". He has also achieved Rising Star status in the "Singapore - Labour and employment - Local firms" category for the 2020 edition of the Legal 500 Asia Pacific.

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