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Anthony Burrows

Anthony Burrows is an associate in Baker McKenzie's Corporate & Securities Practice Group in Chicago. Prior to joining the firm Anthony gained transactional and litigation experience as a law clerk with two different firms and served as a member of Northwestern Law's Negotiation Team.

The Financial Industry Regulatory Authority (FINRA) has amended Rules 5130 and 5131, which act in combination to govern the offer and sale of new issue1 securities to certain restricted persons,2 to clarify the rules and expand exemptions from them. These amendments should benefit a broad range of market participants, including…