This week’s discussion will cover the following: organized crime charges in new elder abuse case; novel SEC insider trading action – SEC v. Matthew Panuwa; quick blurb on 18 year old and under crackdown on video game playing in China; and SEC v. MANISH LACHWANI – the SEC’s enforcement focus on unicorns
This weekly briefing is available on demand and will cover hot topics and current enforcement actions related to white collar crime and criminal investigations in the US and abroad to arm you with the information you need to start your business week. This week we talk about unregistered crypto exchanges, audits against an accounting firm, accusations against Governor Cuomo, and Belarus sanctions
This week’s discussion will cover the following:
• New DOJ opinion on Trump tax returns
• New DOJ policy on subpoenas to new organizations
• New DOJ memorandum on White House communications
• SEC Chair Gensler’s Public Statement on Disclosures Required by Chinese Companies Listed In US.
• The latest video and podcast will cover:
• the importance of having up-to-date automated accounting procedures, effective manual accounting procedures, and trained accounting staff: The SEC’s latest accounting case against Tandy Leather Factory Inc. and its former chief executive officer Shannon Greene.
• indictment of Trump advisor Thomas Barrack
• Biden Executive Order on promoting competition
This week’s discussion will cover the following key developments: new charges in 1MDB case, FARA reform proposals, possible new Russia sanctions, cyber SEC enforcement: latest SEC disclosure controls and procedures enforcement case, and a new SEC cyber enforcement sweep.
This week’s Government Enforcement video discussion, led by Baker McKenzie’s Tom Firestone and Jerome Tomas, will cover topics such as the Russian response to US sanctions, the trial of Mayor of Fall River, Massachusetts for extorting marijuana businesses, SEC Commissioner Peirce’s statement on an Index Fund SEC settlement, and the SEC and cyrpto assests.
This week’s discussion covers crypto developments including SEC Chair Gensler’s Testimony, Dogecoin and Saturday Night Live. Our team also discusses “Swiss George Floyd Case”.
This weekly briefing is available on-demand and will cover hot topics and current enforcement actions related to white-collar crime and criminal investigations in the US and abroad to arm you with the information you need to start your business week. This week’s discussion will cover: “First Voluntary Self-Disclosure of Sanctions and Export Violations Leads to Settlement between Software Company and DOJ,” and “The Sudden Resignation of SEC Enforcement Director Alex Oh: What is Next For SEC Enforcement?”
In the latest edition of our video series Jerome Thomas, Kerry Contini and Thomas Firestone discuss the Biden administration’s sanctions against Russia, last week’s speech by acting director of the SEC division of corporate finance, and the first guilty plea in the capitol riots.
In brief Please join us for a new weekly video series, hosted by Baker McKenzie’s North America Government Enforcement partners Tom Firestone and Jerome Tomas. This weekly briefing is available on demand and will cover hot topics and current enforcement actions related to white collar crime and criminal investigations in the…