The last thirty days in September, the end of the US federal government’s fiscal year, is generally an important time to analyze enforcement activity by the US Securities and Exchange Commission and the US Commodity Futures Trading Commission. In this short video, Baker McKenzie Partner Peter Chan, a former SEC Assistant Director of Enforcement, provides his insights regarding the importance of the timing of some of these enforcement actions.
Author
Katelyn VanDoorne
BrowsingKatelyn is an associate in the Litigation and Government Enforcement Practice Group assisting clients in complex civil litigation and government enforcement matters.
Prior to joining the Firm, Katelyn worked at a litigation firm where she focused on restrictive covenant, products liability and shareholder dispute litigation.