Continuing its increasing focus on fair customer treatment and achieving good customer outcomes, the UK Financial Conduct Authority (FCA) has published a consultation on a new Consumer Duty, which would set higher expectations for the standard of care that firms provide to consumers.
Join Baker McKenzie regulatory and enforcement practitioners as we navigate this uncertain time and work together through the challenges ahead. We offer practical advice and real-time analysis of the changing landscape across the United States, Europe and Asia. Webinar Series: The New Framework for Investment Adviser Marketing In this 4-part…