The US Securities and Exchange Commission (SEC) recently adopted amendments to the rules governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, as amended. Among other changes, the amendments accelerate the deadlines for initial and amended Schedule 13D and Schedule 13G filings. The amendments will become effective on February 5, 2024. However, compliance with the revised Schedule 13G filing deadlines will not be required until September 30, 2024.
Author
Christopher Lapp
BrowsingChristopher I. Lapp is a member of the Firm’s North American Corporate & Securities Practice Group in the Washington, DC office. Mr. Lapp regularly represents public companies and issuers in connection with public and private offerings of debt and equity securities.