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U.S. enforcement authorities in FCPA matters place great emphasis on obtaining and analyzing relevant documents, data, and other reviewable information. For this reason, it is incumbent upon any company in a cooperative posture with the government to disclose as much relevant, non-privileged information as practicable.

The SEC’s ongoing battle against cybersecurity issues continued this week. On September 22, 2015, the SEC sanctioned registered investment adviser R.T. Jones Capital Equities Management, Inc. for failing to adopt written policies and procedures reasonably designed to safeguard consumer information in violation of the SEC’s Safeguards Rule (Rule 30(a) of Regulation S-P).

We asked Mini vandePol (Head of the Baker & McKenzie Global and Asia-Pacific Compliance Practice Group), Joan Meyer (Head of the North American Compliance & Internal Investigations Practice Group) and Joanna Ludlam (Head of the Baker & McKenzie EMEA Compliance Practice Group) 10 questions about current compliance trends and developments.…